K173181 · Respiratory Motion, Inc. · BZK · Mar 16, 2018 · Anesthesiology
Device Facts
Record ID
K173181
Device Name
ExSpiron 1Xi
Applicant
Respiratory Motion, Inc.
Product Code
BZK · Anesthesiology
Decision Date
Mar 16, 2018
Decision
SESE
Submission Type
Traditional
Regulation
21 CFR 868.1850
Device Class
Class 2
Attributes
AI/ML, Pediatric
AI Performance
Output
Algorithm
Acceptance
Observed
Dev DS
Dev Readers
Test DS
Test Readers
Minute Ventilation (MV)
Proprietary non-linear regressive model
Equivalent within +/- 10%
Mean measurement bias -3.8%; mean accuracy error 11.9%
Large historical cohort
—
Prospective observational study at Children's Hospital of Boston: 72 pediatric patients
—
Tidal Volume (TV)
Proprietary non-linear regressive model
Equivalent within +/- 10%
Mean measurement bias -4.9%; mean accuracy error 12.0%
Large historical cohort
—
Prospective observational study at Children's Hospital of Boston: 72 pediatric patients
—
Respiratory Rate (RR)
Proprietary non-linear regressive model
Equivalent within +/- 10%
Mean measurement bias 1.1%; mean accuracy error 4.2%
Large historical cohort
—
Prospective observational study at Children's Hospital of Boston: 72 pediatric patients
—
Indications for Use
ExSpiron 1Xi is indicated for use by healthcare professionals in healthcare facilities, such as post-operative care and critical care units, to monitor breathing in patients at least one year of age. ExSpiron 1Xi is a non-invasive monitor that graphically displays lung volume against time and reports an approximate value of: - Minute Ventilation (MV) - Tidal volume (TV) - Respiratory rate (RR) ExSpiron 1Xi measurements are used as an adjunct to other clinical information.
Device Story
ExSpiron 1Xi is a non-invasive respiratory monitor for use by healthcare professionals in clinical settings. It utilizes thoracic bioimpedance to measure respiratory parameters; a stabilized high-frequency current generator (approx. 50 kHz) delivers current via a single-patient-use electrode padset placed on the patient's torso. An adaptive circuit conditions the resulting voltage signal, which is converted to digital form. A tablet PC processes these signals using a proprietary, non-linear, regressive model to calculate and display real-time lung volume, minute ventilation, tidal volume, and respiratory rate. The device provides clinicians with continuous respiratory data as an adjunct to other clinical information, aiding in patient assessment. The system includes a graphical user interface for data visualization and trend monitoring. No hardware changes were made for this pediatric indication expansion; however, specific monitoring modes are disabled for pediatric patients.
Clinical Evidence
Prospective observational study of 72 pediatric patients (ages 1-17, ASA I-III) undergoing general anesthesia. Compared ExSpiron 1Xi against Philips NM3 spirometer. Results: Mean measurement bias for MV was -3.8% (-19.9% to 12.2%), TV -4.9% (-21.0% to 11.3%), and RR 1.1% (-4.1% to 6.2%). Mean accuracy errors: MV 11.9%, TV 12.0%, RR 4.2%. Equivalence tests rejected the null hypothesis of different mean values, concluding with 90% power that measurements are equivalent within +/-10%.
Technological Characteristics
Thoracic bioimpedance sensing; 50 kHz low current signal. Formed ABS plastic enclosure. Tablet PC-based processing. Single-patient-use biocompatible electrode padset. Compliant with IEC 60601-1 (electrical/mechanical safety), IEC 60601-1-2 (EMC/EMI), and IEC 60601-1-8 (alarms). Proprietary non-linear regressive software algorithm.
Indications for Use
Indicated for patients at least 1 year of age in healthcare facilities (e.g., post-operative, critical care) for monitoring breathing parameters (MV, TV, RR).
Regulatory Classification
Identification
A monitoring spirometer is a device used to measure continuously a patient's tidal volume (volume of gas inhaled by the patient during each respiration cycle) or minute volume (the tidal volume multiplied by the rate of respiration for 1 minute) for the evaluation of the patient's ventilatory status.
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March 16, 2018
Respiratory Motion Inc. Susan Hamann Director of Regulatory Affairs 411 Waverly Oaks Road, Building 1, Suite 150 Waltham, Massachusetts 02452
Re: K173181
Trade/Device Name: ExSpiron™ 1Xi Regulation Number: 21 CFR 868.1850 Regulation Name: Monitoring Spirometer Regulatory Class: Class II Product Code: BZK, BZQ Dated: February 8, 2018 Received: February 12, 2018
Dear Susan Hamann:
We have reviewed vour Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.
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For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).
> Sincerely, Tina Kiang -2
Tina Kiang, Ph.D. Acting Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health
Enclosure
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## Indications for Use
510(k) Number (if known) K173181
Device Name ExSpiron 1Xi
Indications for Use (Describe)
ExSpiron 1Xi is indicated for use by healthcare professionals in healthcare facilities, such as post-operative care and critical care units, to monitor breathing in patients at least one year of age.
ExSpiron 1Xi is a non-invasive monitor that graphically displays lung volume against time and reports an approximate value of:
- 米 Minute Ventilation (MV)
- * Tidal volume (TV)
- * Respiratory rate (RR)
ExSpiron 1Xi measurements are used as an adjunct to other clinical information.
| Type of Use (Select one or both, as applicable) | |
|-------------------------------------------------|--|
| | |
|X Prescription Use (Part 21 CFR 801 Subpart D)
| | Over-The-Counter Use (21 CFR 801 Subpart C)
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Image /page/3/Picture/1 description: The image shows a pair of lungs against a black background. The lungs are translucent and blue, allowing the viewer to see their internal structure. The lungs are positioned side by side, with the trachea visible at the top. The image is likely a medical illustration or a representation of the human respiratory system.
## 510(k) Summary – Traditional 510(k)
| 510(k) Owner: | Respiratory Motion, Inc. |
|--------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Address: | 411 Waverley Oaks Road<br>Building 1, Suite 150<br>Waltham, Massachusetts 02452 |
| Phone: | 781-373-1636 |
| Fax: | 781-373-1653 |
| Contact<br>person: | Jenny Freeman, MD |
| Date 510(k)<br>Summary prepared and<br>type of 510(k): | March 15, 2018 – Traditional 510(k) |
| Trade name: | ExSpironTM 1Xi |
| Common<br>name: | Respiratory Monitoring System |
| Classifications: | Regulation Number: 21 CFR 868.1850<br>Regulation Name: Monitoring Spirometer<br>Regulatory Class: II<br>Product Code: BZK, BZQ |
| Predicate<br>devices: | ExSpiron 1Xi Respiratory Monitor, marketed by Respiratory Motion, Inc, Waltham, MA<br>(K162131). |
| Reference<br>Device | The Philips NM3 was chosen as a reference device in the clinical study because it measures the<br>same parameters as the ExSpiron 1Xi in a continuous and non-invasive manner, comparable to<br>our device. |
| Device<br>Description: | The ExSpiron 1Xi is a noninvasive respiratory monitoring system that graphically displays<br>lung volume against time and reports Minute Ventilation, Tidal Volume and Respiratory Rate.<br><br>The ExSpiron 1Xi system consists of:<br>• <b>Monitor:</b><br>The Monitor contains a bioimpedance measurement system and a tablet PC housed within<br>a single enclosure.<br>o Bioimpedance measurement system: The Monitor incorporates a stabilized high<br>frequency current generator and an adaptive circuit that conditions the resulting<br>voltage signal and converts it to digital form. Firmware within the Monitor<br>performs signal acquisition and relays data to the tablet PC.<br><br>o Computer: A tablet PC performs signal processing and calibration, and runs the<br>graphical user interface (GUI). The PC takes user input from a touch screen<br>through a virtual keyboard and mouse. The GUI is used for recording patient data |
| | and displaying the respiratory trace as well as scalar values and trends for minute<br>ventilation, tidal volume, and respiratory rate.<br><br>There are no hardware changes included in this submission. |
| | <b>Single-Patient Use ExSpiron Electrode PadSet:</b><br>• A Single-Patient Use Electrode PadSet is placed on the skin of the patient's torso. It<br>delivers current to, and records impedance measurements from, the skin. The Electrode<br>PadSet for the ExSpiron 1Xi is identical to that cleared for the Predicate device. |
| <b>Intended use:</b> | ExSpiron 1Xi is indicated for use by healthcare professionals in healthcare facilities, such as<br>post-operative care and critical care units, to monitor breathing in patients at least one year of<br>age.<br><br>ExSpiron 1Xi is a non-invasive monitor that graphically displays lung volume against time and<br>reports an approximate value of:<br>* Minute Ventilation (MV)<br>* Tidal volume (TV)<br>* Respiratory rate (RR)<br>ExSpiron 1Xi measurements are used as an adjunct to other clinical information. |
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| Comparison of<br>technological | Characteristic | ExSpiron 1Xi with Pediatric<br>(Proposed Device) | ExSpiron™1Xi<br>(Predicate) K162131 | Comment |
|-----------------------------------|-----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|
| characteristics: | Intended Use | ExSpiron 1Xi is indicated for use by<br>healthcare professionals in<br>healthcare facilities, such as post-<br>operative care and critical care units,<br>to monitor breathing in patients at<br>least 1-year of age.<br>ExSpiron 1Xi is a non-invasive<br>monitor that graphically displays<br>lung volume against time and<br>reports an approximate value of:<br>Minute Ventilation (MV)<br>Tidal volume (TV)<br>Respiratory rate (RR)<br>●<br>ExSpiron 1Xi measurements are<br>used as an adjunct to other clinical<br>information sources. | ExSpiron 1Xi is indicated for use by<br>healthcare professionals in<br>healthcare facilities, such as post-<br>operative care and critical care units,<br>to monitor breathing in adult (at<br>least 21 years old) patients.<br>ExSpiron 1Xi is a non-invasive<br>monitor that graphically displays<br>lung volume against time and<br>reports an approximate value of:<br>Minute Ventilation (MV)<br>Tidal volume (TV)<br>Respiratory rate (RR)<br>ExSpiron 1Xi measurements are<br>used as an adjunct to other clinical<br>information. | The proposed device has a new indication for use. Patient<br>populations will be expanded to include pediatric patients at least 1-<br>year old. |
| | Technology | Measurement is by thoracic<br>bioimpedance. | Measurement is by thoracic<br>bioimpedance. | Both the proposed device and the predicate have identical<br>technology. |
| | Volume<br>Measurements | Tidal volume<br>Minute volume<br>Volume vs. time chart | Tidal volume<br>Minute volume<br>Volume vs. time chart | Both the proposed device and the predicate measure the same<br>respiratory volumes. |
| | Rate<br>Measurements | Respiratory rate (breaths/min) | Respiratory rate (breaths/min) | Both the proposed device and the predicate measure respiratory rate. |
| | Safety | IEC 60601-1, including electrical<br>and mechanical safety | IEC 60601-1, including electrical<br>and mechanical safety | Both the proposed device and the predicate have the same electrical<br>safety profile and are compliant with IEC 60601-1. |
| | Energy Source | The bioimpedance output signal is<br>generated internally to the ExSpiron<br>Monitor. It is a low current signal at<br>approximately 50 kHz. | The bioimpedance output signal is<br>generated internally to the ExSpiron<br>Monitor. It is a low current signal at<br>approximately 50 kHz. | Both the proposed device and the predicate have the same energy<br>source. |
| | Algorithm | A software algorithm calculates<br>respiratory parameters using a<br>proprietary, non-linear, regressive<br>model trained with a dataset<br>containing respiratory data from a<br>large historical cohort. | A software algorithm calculates<br>respiratory parameters using a<br>proprietary, non-linear, regressive<br>model trained with a dataset<br>containing respiratory data from a<br>large historical cohort. | Both the proposed device and the predicate have the same<br>algorithm. |
| | Enclosure | Formed plastic (ABS) housing,<br>flame-retardant. | Formed plastic (ABS) housing,<br>flame-retardant. | Both the proposed device and the predicate have the same enclosure<br>material. |
| Graphical User<br>Interface | Graphical User Interface allowed<br>input of demographic patients at<br>least 1 year of age. | Graphical User Interface allowed<br>input of demographic patients at<br>least 21 years of age. | Both the proposed device and the predicate have the same hardware,<br>firmware, and core software functionality. The proposed device has<br>several changes to the GUI as well as disabling of the "Basic<br>Monitoring" functionality when used for pediatric patients since this<br>functionality has not been validated in this population. | |
| EMC/EMI<br>Compliance | IEC 60601-1-2 compliant | IEC 60601-1-2 compliant | Both the proposed device and the predicate are 60601-1-2<br>compliant. | |
| Electrode<br>PadSet | Single-patient use, biocompatible,<br>printed padset. | Single-patient use, biocompatible,<br>printed padset. | Both the proposed device and the predicate use the same electrode<br>padset. | |
| Impedance<br>Measurement<br>Range | 15 Ohms to 180 Ohms | 15 Ohms to 180 Ohms | Both the proposed device and the predicate have the same<br>measurement range. | |
| Tablet<br>Computer | Windows tablet computer. | Windows tablet computer. | Both the proposed device and the predicate use the same tablet<br>computer. | |
| Biocompatibility | Neither the Monitor nor the Patient<br>Cable are intended for patient<br>contact. The Electrode PadSet is<br>biocompatible. | Neither the Monitor nor the Patient<br>Cable are intended for patient<br>contact. The Electrode PadSet is<br>biocompatible. | Both the proposed device and the predicate have identical<br>biocompatibility. | |
| Usability | ISO 60601-1-6 compliant | ISO 60601-1-6 compliant | Both the proposed device and the predicate have the same usability<br>when used in the Volume Synchronization and Percent Baseline<br>modes of operation. Basic Monitoring is disabled in Pediatric<br>Mode. | |
| Accuracy | MV - 11.9%<br>TV - 12.0%<br>RR - 4.2% | MV - 11.5%<br>TV - 11.4%<br>RR - 0.1% | Details of the accuracy of the proposed device versus the predicate<br>are included in the Clinical. Performance section of this summary. | |
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K173181 S002
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| Nonclinical<br>testing: | Nonclinical testing was performed to demonstrate the equivalence of the ExSpiron 1Xi to<br>the predicate. The FDA recognized tests that were completed are listed below. See<br>Section 9.0; Declarations of Conformity and Summary Reports for details of the testing.<br>- Basic Safety and Essential Performance (IEC 60601-1; Ed. 3.0) - Pass,<br>- Immunity/Emissions (IEC 60601-1-2; Ed. 3.0) - Pass,<br>- Usability (IEC 60601-1-6; 2010, A1:2013 and 62366;2007, A1:2014) - Pass, and<br>- Alarms (IEC 60601-1-8; 2006) - Pass. |
|----------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| | Other tests which are not FDA recognized were also completed. The following non-FDA<br>recognized tests were performed and each achieved favorable results:<br>- Degrees of protection provided by enclosures (IEC code) (IEC 60529; 2004)<br>- Packaged products weighing 150 lbs (68 kg) or less (ISTA Procedure<br>1A; 2014)<br>- ECG Trunk Cables and patient lead wires (ANSI EC53; 2013) |
| | The results of this testing demonstrate that the proposed device is equivalent to the<br>predicate in safety and essential performance. |
| Clinical<br>performance<br>testing: | The device was tested on pediatric patients in a prospective observational study at<br>Children's Hospital of Boston. |
| | The aim of this study was to evaluate the capability of the ExSpiron 1Xi to accurately<br>measure tidal volume (TV), minute volume (MV), and respiratory rate (RR) in the<br>perioperative setting in pediatric patients who were intubated and undergoing general<br>anesthesia. |
| | We studied pediatric patients between the ages of 1 year and 17 years, ASA status I to III<br>scheduled to undergo a surgical procedure under general anesthesia at Boston Children's<br>Hospital. |
| | Continuous respiratory data were collected simultaneously from the ExSpiron 1Xi and a<br>monitoring spirometer placed in the respiratory circuit (NM3, Respironics NM3<br>Respiratory Profile Monitor, Philips Healthcare, Amsterdam, Netherlands). Both the<br>ExSpiron 1Xi and NM3 provide real-time measurements of MV, TV, and RR. |
| | Data from 72 pediatric patients show the ExSpiron 1Xi mean measurement bias (ExSpiron<br>1Xi – NM3 measurement) for MV was -3.8% (95% limits of agreement) (+/-1.96 SD):<br>(-19.9% to 12.2%), for TV it was -4.9 (-21.0% to 11.3%), and for RR it was 1.1% (-4.1%<br>to 6.2%). The mean measurement accuracy errors for MV, TV, and RR were 11.9%,<br>12.0%, and 4.2% (0.6 breaths/min), respectively. Note that, lower accuracy values indicate<br>higher measurement agreement. The equivalence tests rejected the null hypothesis that the<br>ExSpiron 1Xi and NM3 have different mean values and conclude with 90% power that the<br>measurements of MV, TV, and RR from the ExSpiron 1Xi and NM3 are equivalent within<br>+/-10%. These data demonstrate agreement between ExSpiron 1Xi and NM3<br>measurements in the studied pediatric population. |
| Conclusions<br>regarding<br>safety and<br>effectiveness: | Based on the comparison of the intended use of the predicate and the proposed device, and<br>on the results of nonclinical and clinical testing, the proposed ExSpiron 1Xi (Pediatric) is<br>substantially equivalent to the predicate and is as safe and as effective as the predicate. |
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